yxxandClaude Code
3bd475dc15
- P1 事件循环让出：run_rag 在样本边界 await asyncio.sleep(0)，运行中取消/进度/SSE 可及时调度 - P2 SSE 终止事件：历史回放期间识别终止事件并结束流，try/finally 保证订阅清理 - P2 FTS 截断：fts 走数据库侧精确分页与计数，阈值经 bm25 截止值换算，不再受 5000 条固定截断 - P2 仅块标注：expected_block_ids 从块反查所属笔记，避免合法样本被判零分 Co-Authored-By: Claude Code <noreply@anthropic.com>
266 lines
11 KiB
Python
266 lines
11 KiB
Python
"""混合检索引擎：编排 FTS5 / Vector / RRF / Reranker / Metadata Filter / Citation。
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对调用方（搜索页、RAG Engine、Agent Tool）暴露统一的 search(request) -> SearchResponse。
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引擎只依赖 VectorStore / EmbeddingProvider / RerankerProvider 抽象与 Repository，
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不直接拼接 vec0 内部 SQL，也不向前端输出聊天文本。
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"""
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from __future__ import annotations
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from datetime import datetime, timezone
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from app import repository
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from app.contracts import (
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Citation,
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PageMeta,
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SearchMode,
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SearchRequest,
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SearchResponse,
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SearchResult,
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)
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from app.repository import BlockHit
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from app.retrieval.embedding import EmbeddingProvider, HashEmbeddingProvider
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from app.retrieval.hybrid import normalize_scores, rrf_fuse
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from app.retrieval.reranker import LexicalReranker, RankedCandidate, RerankerProvider
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from app.retrieval.vectorstore import SqliteVecStore, VectorStore
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from app.textutils import make_snippet, match_query
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# 每个通道的候选池大小；真实规模上来后按 Retrieval Config 调整
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CANDIDATE_POOL = 50
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# 分页窗口上限：候选池至少覆盖 offset+limit，但设上限防止超大 offset 撑爆内存
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MAX_CANDIDATE_POOL = 200
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# 带 metadata 过滤时放大召回倍数，缓解「先截断候选池再过滤」造成的漏召回
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OVERSCAN_FACTOR = 4
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class RetrievalEngine:
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def __init__(
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self,
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embedding: EmbeddingProvider,
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reranker: RerankerProvider,
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vector_store: VectorStore,
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) -> None:
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self.embedding = embedding
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self.reranker = reranker
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self.vector_store = vector_store
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async def search(self, request: SearchRequest) -> SearchResponse:
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if request.mode == SearchMode.fts:
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return self._search_fts(request)
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has_filters = bool(
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request.folders or request.note_ids or request.tags
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or request.created_from or request.created_to
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or request.updated_from or request.updated_to
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)
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# 候选池至少覆盖本次请求的 offset+limit，保证分页能取到目标页；设上限防内存失控
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window = min(request.offset + request.limit, MAX_CANDIDATE_POOL)
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pool_size = max(CANDIDATE_POOL, window)
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# 带过滤时放大召回，缓解「先截断候选池再过滤」造成的漏召回
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recall = min(pool_size * OVERSCAN_FACTOR, MAX_CANDIDATE_POOL) if has_filters else pool_size
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# 1. 按模式收集候选（FTS 与 Vector 各产出「按相关性降序」的 block_id 列表）
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fts_ranked: list[str] = []
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vec_ranked: list[str] = []
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fts_scores: dict[str, float] = {}
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vec_scores: dict[str, float] = {}
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if request.mode in (SearchMode.fts, SearchMode.hybrid):
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match = match_query(request.query)
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if match:
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fts_hits = repository.fts_search(match, recall)
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fts_ranked = [h.block_id for h in fts_hits]
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# bm25 越小越相关，取反后统一为「越大越相关」
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fts_scores = {h.block_id: -h.bm25 for h in fts_hits}
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if request.mode in (SearchMode.vector, SearchMode.hybrid):
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query_vec = await self.embedding.embed_query(request.query)
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vec_hits = await self.vector_store.search(query_vec, top_k=recall)
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vec_ranked = [v.id for v in vec_hits]
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vec_scores = {v.id: v.score for v in vec_hits}
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if request.mode == SearchMode.fts:
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candidate_scores = fts_scores
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elif request.mode == SearchMode.vector:
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candidate_scores = vec_scores
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else: # hybrid：RRF 融合
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candidate_scores = rrf_fuse([fts_ranked, vec_ranked], k=request.rrf_k)
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if not candidate_scores:
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return self._empty(request)
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# 2. 取完整 Block 上下文（用于过滤、摘要与 Citation 定位）
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hits = {h.block_id: h for h in repository.get_block_hits(list(candidate_scores.keys()))}
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# 3. Metadata Filter
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filtered = [h for h in hits.values() if self._matches(h, request)]
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if not filtered:
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return self._empty(request)
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# 4. 排序 / 精排：hybrid 先按融合分预排序，再对前 rerank_candidates 个候选做精排，
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# 剩余候选按融合分排在精排结果之后；rerank=False 时跳过精排直接按融合分排序。
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if request.mode == SearchMode.hybrid:
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pre_sorted = sorted(filtered, key=lambda h: -candidate_scores[h.block_id])
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if request.rerank:
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limit = request.rerank_candidates
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pool = pre_sorted if limit is None else pre_sorted[:limit]
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rest = [] if limit is None else pre_sorted[limit:]
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candidates = [
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RankedCandidate(block_id=h.block_id, score=candidate_scores[h.block_id], text=h.content)
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for h in pool
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]
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ranked = await self.reranker.rerank(request.query, candidates)
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ordered = [(c.block_id, c.score) for c in ranked]
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ordered += [(h.block_id, candidate_scores[h.block_id]) for h in rest]
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else:
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ordered = [(h.block_id, candidate_scores[h.block_id]) for h in pre_sorted]
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else:
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ordered = sorted(
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((h.block_id, candidate_scores[h.block_id]) for h in filtered),
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key=lambda item: -item[1],
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)
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ordered = normalize_scores(ordered)
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# score_threshold：归一化后过滤低分结果（默认 0 不过滤）
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ordered = [(bid, score) for bid, score in ordered if score >= request.score_threshold]
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# 5. 分页：total = 过滤后候选集大小。fts 走数据库精确分页，total 为真实命中数；
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# vector/hybrid 为 KNN 候选集，无全局 total。
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total = len(ordered)
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page = ordered[request.offset : request.offset + request.limit]
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items = [self._build_result(hits[block_id], request, score) for block_id, score in page]
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return SearchResponse(
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query=request.query,
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mode=request.mode,
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items=items,
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page=PageMeta(total=total, limit=request.limit, offset=request.offset),
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)
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def _search_fts(self, request: SearchRequest) -> SearchResponse:
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"""FTS 专用路径：在数据库侧完成过滤、计数与分页，不取全量后再截断。
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阈值过滤时，min-max 归一化是 bm25 的线性函数，据此把 score_threshold 换算为
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bm25 截止值（bm25_max），使过滤、计数与分页口径一致；无阈值时走数据库原生分页，
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total 始终为过滤后的真实命中数，不再受固定截断影响。
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"""
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match = match_query(request.query)
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if not match:
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return self._empty(request)
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bounds = repository.fts_score_bounds(
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match=match,
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folders=request.folders,
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note_ids=request.note_ids,
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tags=request.tags,
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created_from=request.created_from,
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created_to=request.created_to,
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updated_from=request.updated_from,
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updated_to=request.updated_to,
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)
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if bounds is None:
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return self._empty(request)
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lo, hi = bounds
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bm25_max: float | None = None
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if request.score_threshold > 0:
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# norm = (hi - bm25) / (hi - lo)；norm >= threshold ⟺ bm25 <= hi - threshold*(hi - lo)
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bm25_max = hi - request.score_threshold * (hi - lo)
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fts_hits, total = repository.fts_search_page(
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match=match,
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limit=request.limit,
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offset=request.offset,
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folders=request.folders,
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note_ids=request.note_ids,
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tags=request.tags,
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created_from=request.created_from,
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created_to=request.created_to,
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updated_from=request.updated_from,
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updated_to=request.updated_to,
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bm25_max=bm25_max,
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)
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if not fts_hits:
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# 本页无结果：offset 越过末页时 total 仍为真实命中数（>0），需保留而非归零
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return SearchResponse(
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query=request.query,
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mode=request.mode,
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items=[],
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page=PageMeta(total=total, limit=request.limit, offset=request.offset),
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)
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# 分数按全局 bm25 上下界归一化（与取全量后 normalize_scores 等价），保证跨页一致
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span = hi - lo
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if span == 0:
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ordered = [(hit.block_id, 1.0) for hit in fts_hits]
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else:
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ordered = [(hit.block_id, round((hi - hit.bm25) / span, 6)) for hit in fts_hits]
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hits = {h.block_id: h for h in repository.get_block_hits([bid for bid, _ in ordered])}
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items = [
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self._build_result(hits[block_id], request, score)
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for block_id, score in ordered
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if block_id in hits
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]
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return SearchResponse(
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query=request.query,
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mode=request.mode,
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items=items,
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page=PageMeta(total=total, limit=request.limit, offset=request.offset),
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)
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def _matches(self, hit: BlockHit, request: SearchRequest) -> bool:
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if request.folders and hit.folder not in request.folders:
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return False
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if request.note_ids and hit.note_id not in request.note_ids:
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return False
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if request.tags and not (set(hit.tags) & set(request.tags)):
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return False
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if request.created_from and _utc(hit.created_at) < _utc(request.created_from):
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return False
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if request.created_to and _utc(hit.created_at) > _utc(request.created_to):
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return False
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if request.updated_from and _utc(hit.updated_at) < _utc(request.updated_from):
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return False
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if request.updated_to and _utc(hit.updated_at) > _utc(request.updated_to):
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return False
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return True
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def _build_result(self, hit: BlockHit, request: SearchRequest, score: float) -> SearchResult:
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citation = Citation(
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citation_id=f"cit_{hit.block_id}",
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note_id=hit.note_id,
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block_id=hit.block_id,
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file_path=hit.file_path,
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heading_path=hit.heading_path,
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start_offset=hit.start_offset,
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end_offset=hit.end_offset,
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)
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snippet = make_snippet(hit.content, request.query) if request.include_snippet else None
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return SearchResult(
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note_id=hit.note_id,
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block_id=hit.block_id,
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title=hit.title,
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file_path=hit.file_path,
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heading_path=hit.heading_path,
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snippet=snippet,
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score=score,
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citation=citation,
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)
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def _empty(self, request: SearchRequest) -> SearchResponse:
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return SearchResponse(
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query=request.query,
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mode=request.mode,
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page=PageMeta(total=0, limit=request.limit, offset=request.offset),
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)
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def _utc(dt: datetime) -> datetime:
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"""把时间统一到 naive UTC 再比较，避免 aware/naive 混用报错。"""
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if dt.tzinfo is None:
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return dt
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return dt.astimezone(timezone.utc).replace(tzinfo=None)
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# 默认引擎实例：轻量实现跑通链路，后续可替换真实模型实现
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engine = RetrievalEngine(HashEmbeddingProvider(), LexicalReranker(), SqliteVecStore())
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