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NotesAgentic/backend/app/retrieval/routed_vectors.py
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Python

"""Optional API embeddings, isolated from the stable hash/sqlite-vec index.
The runtime's model_id is the authoritative space ID (including provider URL,
endpoint, model and dimensions); equal dimensions alone never imply compatibility.
Durable vectors are reused to build per-space/dimension sqlite-vec indexes lazily.
Native exact KNN avoids Python JSON decoding and dot products on every search.
Coverage checks and ranking share one transaction.
"""
from __future__ import annotations
import asyncio
import json
import logging
import math
import sqlite3
from dataclasses import dataclass
from typing import Protocol
from app.database.db import connect_knowledge as connect, transaction
from app.errors import ApiError
from app.operation_logs import log_event
from app.retrieval.vectorstore import VectorHit
from app.retrieval.provenance import record_embedding
from app.retrieval.hybrid import rrf_fuse
from app.retrieval import space_index
logger = logging.getLogger(__name__)
class EmbeddingResult(Protocol):
vectors: list[list[float]]
source: str
model_id: str
dimensions: int
fallback_reason: str | None
class EmbeddingRuntime(Protocol):
async def embed(self, texts: list[str], *, local_only=False) -> EmbeddingResult: ...
@dataclass(frozen=True)
class RemoteEmbeddings:
space_id: str
dimensions: int
vectors: list[list[float]]
source: str = "api"
def get_model_routing() -> EmbeddingRuntime | None:
"""Lazy integration hook; tests can inject a runtime without any network I/O."""
from app.container import container
return getattr(container, "model_routing", None)
def _unit_vector(vector: list[float], dimensions: int) -> list[float]:
if len(vector) != dimensions:
raise ValueError("embedding dimension mismatch")
if any(isinstance(value, bool) or not isinstance(value, (int, float)) for value in vector):
raise ValueError("embedding must be numeric")
if not all(math.isfinite(value) for value in vector):
raise ValueError("embedding must be finite")
scale = max(abs(value) for value in vector)
if scale == 0:
raise ValueError("embedding must be nonzero")
# Scaling first avoids overflow/underflow for finite but extreme API values.
scaled = [value / scale for value in vector]
norm = math.sqrt(math.fsum(value * value for value in scaled))
return [value / norm for value in scaled]
async def embed_remote(texts: list[str], *, accept_local=False, strict=False, local_only=False) -> RemoteEmbeddings | None:
"""Return validated API vectors, or None to use the caller's local baseline.
Do not use the runtime's local result: the caller may have injected its own
embedding/store pair. Exception deliberately excludes cancellation.
"""
if not texts:
return None
try:
runtime = get_model_routing()
if runtime is None:
if strict:
raise ApiError(503, "EMBEDDING_UNAVAILABLE", "Embedding 服务未就绪,请检查模型路由和本地运行环境。")
return None
result = await runtime.embed(texts, local_only=True) if local_only else await runtime.embed(texts)
if result.source != "api" and not accept_local:
record_embedding(fallback_reason=result.fallback_reason)
return None
if not isinstance(result.model_id, str) or not result.model_id or result.model_id == "hash-v1":
raise ValueError("API embedding needs a distinct space ID")
if type(result.dimensions) is not int or result.dimensions <= 0:
raise ValueError("invalid embedding dimensions")
if len(result.vectors) != len(texts):
raise ValueError("embedding count mismatch")
return RemoteEmbeddings(
space_id=result.model_id,
dimensions=result.dimensions,
vectors=[_unit_vector(vector, result.dimensions) for vector in result.vectors],
source=result.source,
)
except Exception as exc:
log_event('vectors', 'embedding.failed', level='ERROR' if strict else 'WARNING', error=exc,
count=len(texts), fallback='none' if strict else 'local_index')
# Avoid logging provider exceptions containing credentials or note text.
record_embedding(fallback_reason="REMOTE_EMBEDDING_UNAVAILABLE")
logger.warning("Remote embedding unavailable (%s); using local index", type(exc).__name__)
if strict:
if isinstance(exc, ApiError):
raise
raise ApiError(503, "EMBEDDING_UNAVAILABLE", "Embedding 调用失败或返回无效,请检查模型路由、API 和本地模型运行状态。") from exc
return None
def _ensure_table(conn: sqlite3.Connection) -> None:
conn.execute("""
CREATE TABLE IF NOT EXISTS routed_block_vectors (
space_id TEXT NOT NULL,
block_id TEXT NOT NULL REFERENCES blocks(block_id) ON DELETE CASCADE,
dimensions INTEGER NOT NULL CHECK (dimensions > 0),
vector TEXT NOT NULL,
PRIMARY KEY (space_id, dimensions, block_id)
)
""")
primary = [row[1] for row in sorted(conn.execute('PRAGMA table_info(routed_block_vectors)'), key=lambda row: row[5]) if row[5]]
if primary == ['space_id', 'block_id']:
conn.execute('CREATE TABLE routed_block_vectors_upgrade (space_id TEXT NOT NULL, block_id TEXT NOT NULL REFERENCES blocks(block_id) ON DELETE CASCADE, dimensions INTEGER NOT NULL CHECK(dimensions>0), vector TEXT NOT NULL, PRIMARY KEY(space_id,dimensions,block_id))')
conn.execute('INSERT INTO routed_block_vectors_upgrade SELECT * FROM routed_block_vectors')
conn.execute('DROP TABLE routed_block_vectors')
conn.execute('ALTER TABLE routed_block_vectors_upgrade RENAME TO routed_block_vectors')
conn.execute("""
CREATE INDEX IF NOT EXISTS routed_block_vectors_block_id
ON routed_block_vectors(block_id)
""")
def store_remote(
conn: sqlite3.Connection, block_ids: list[str], batch: RemoteEmbeddings | None,
) -> None:
"""Best-effort side-index write inside the caller's metadata transaction.
A savepoint prevents partial remote batches and isolates storage failures from
note saving. Replacing/deleting blocks cascades all old spaces automatically.
"""
if batch is None:
return
try:
conn.execute("SAVEPOINT routed_vectors_write")
try:
if len(block_ids) != len(batch.vectors):
raise ValueError("block/vector count mismatch")
_ensure_table(conn)
conn.executemany(
"""INSERT INTO routed_block_vectors (space_id, block_id, dimensions, vector)
VALUES (?, ?, ?, ?)
ON CONFLICT (space_id, dimensions, block_id) DO UPDATE SET
dimensions = excluded.dimensions, vector = excluded.vector""",
[
(batch.space_id, block_id, batch.dimensions, json.dumps(vector, allow_nan=False))
for block_id, vector in zip(block_ids, batch.vectors)
],
)
space_index.upsert(conn, block_ids, batch)
except BaseException:
conn.execute("ROLLBACK TO routed_vectors_write")
raise
finally:
conn.execute("RELEASE routed_vectors_write")
except Exception as exc:
logger.warning("Remote vector storage unavailable (%s); local index retained", type(exc).__name__)
async def search_remote(query: str, *, top_k: int, accept_local=False, strict=False) -> list[VectorHit] | None:
"""None means fallback, including any missing/invalid current-block vector.
Read coverage and vectors together so concurrent note updates cannot produce
an apparently complete subset. Never fill missing remote hits with local hits.
"""
if accept_local:
conn = connect()
try:
policies = {bool(row[0]) for row in conn.execute("SELECT DISTINCT embedding_local_only FROM blocks")}
finally:
conn.close()
if True in policies:
return await _search_partitioned(query, policies, top_k=top_k, strict=strict)
batch = await embed_remote([query], accept_local=accept_local, strict=strict)
if batch is None:
return None
if not await _prepare_for_search([batch], strict):
return None
return await asyncio.to_thread(_search_space, batch, top_k, strict)
async def _prepare_indexes(batches):
from app.services.coordination import vault_mutation_lock
def prepare(check_only=False):
conn = connect()
try:
if check_only:
return space_index.is_ready(conn, batches)
space_index.prepare(conn, batches)
finally:
conn.close()
if await asyncio.to_thread(prepare, True):
return
# Share the cooperative gate with saves: never block the event loop on a
# SQLite write lock while a migration owns it in another thread.
async with vault_mutation_lock():
work = asyncio.create_task(asyncio.to_thread(prepare))
cancelled = False
while not work.done():
try:
await asyncio.shield(work)
except asyncio.CancelledError:
cancelled = True
work.result()
if cancelled:
raise asyncio.CancelledError
async def _prepare_for_search(batches, strict):
try:
await _prepare_indexes(batches)
return True
except Exception as exc:
record_embedding(fallback_reason='REMOTE_INDEX_UNAVAILABLE')
if strict:
raise ApiError(409, 'SEMANTIC_INDEX_UNAVAILABLE', '向量索引准备失败,请检查索引状态。') from exc
return False
def _search_space(batch, top_k, strict):
record_embedding(attempted_space={"model_id": batch.space_id, "dimensions": batch.dimensions})
try:
conn = connect()
try:
with transaction(conn):
exists = conn.execute(
"SELECT 1 FROM sqlite_master WHERE type = 'table' AND name = 'routed_block_vectors'"
).fetchone()
if exists is None:
record_embedding(fallback_reason="REMOTE_INDEX_MISSING")
if not conn.execute("SELECT 1 FROM blocks LIMIT 1").fetchone():
return []
if strict:
raise ValueError("semantic index missing")
return None
result = space_index.search(conn, batch, top_k)
record_embedding(source=batch.source, model_id=batch.space_id,
dimensions=batch.dimensions, fallback_reason=None)
return result
finally:
conn.close()
except Exception as exc:
record_embedding(fallback_reason="REMOTE_INDEX_UNAVAILABLE")
logger.debug("Remote vector search unavailable (%s); using local index", type(exc).__name__)
if strict:
raise ApiError(409, "SEMANTIC_INDEX_UNAVAILABLE",
"Embedding 已可用,但当前模型的向量索引缺失、不完整或已失效。请在「设置 → 索引与模型」中重建全部索引。",
{"model_id": batch.space_id, "dimensions": batch.dimensions, "source": batch.source}) from exc
return None
async def _search_partitioned(query: str, policies: set[bool], *, top_k: int, strict: bool):
"""Embed per policy; rank each space independently and fuse ranks, not vectors."""
batches = {}
for policy in sorted(policies):
batch = await embed_remote([query], accept_local=True, strict=strict, local_only=policy)
if batch is None:
return None
batches[policy] = batch
if not await _prepare_for_search(list(batches.values()), strict):
return None
return await asyncio.to_thread(_search_partitions, batches, policies, top_k, strict)
def _search_partitions(batches, policies, top_k, strict):
conn = connect()
try:
with transaction(conn):
# Query vectors are ready before opening the single read snapshot.
current = {bool(row[0]) for row in conn.execute("SELECT DISTINCT embedding_local_only FROM blocks")}
if current != policies:
raise ValueError("embedding policies changed while querying")
ranked = []
for policy, batch in batches.items():
ranked.append(space_index.search(conn, batch, top_k, policy))
spaces = [{"source": b.source, "model_id": b.space_id, "dimensions": b.dimensions,
"local_only": policy} for policy, b in batches.items()]
record_embedding(source="mixed" if len({b.source for b in batches.values()}) > 1 else batch.source,
spaces=spaces, fallback_reason=None)
if len(ranked) == 1:
return ranked[0]
fused = rrf_fuse([[hit.id for hit in group] for group in ranked])
return [VectorHit(id=key, score=score) for key, score in
sorted(fused.items(), key=lambda item: (-item[1], item[0]))[:top_k]]
except Exception as exc:
record_embedding(source="unavailable", fallback_reason="REMOTE_INDEX_UNAVAILABLE")
if strict:
raise ApiError(409, "SEMANTIC_INDEX_UNAVAILABLE", "部分索引分区缺失或已失效,请重建全部索引。") from exc
return None
finally:
conn.close()